A Guide to SRA Regulatory & Ethical Hotspots For In-House Lawyers

Introduction

Delivered by compliance specialist Tracey Calvert, this virtual classroom seminar will examine the SRA regulatory and ethical hotspots and obstacles that in-house lawyers will encounter in their practice and will offer practical guidance on how to address them.

What You Will Learn

This live and interactive session will cover the following:

• What the SRA expects of you
• SRA supervisory and enforcement powers
• Risk-based regulation and what is expected of you
• Hotspots:
• Ethical misunderstandings about conflicts, taking instructions etc.
• Independence expectations
• Tensions between duties to the court and to the internal client
• Practising certificate issues
• Your indemnity position
• The personal nature of undertakings
• Best practice and compliance tips

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.