A New Era of Regulation Post-SMCR - What Lies Ahead for FCA Authorised Firms?

Introduction

There is a danger in thinking that it is now ‘business as usual’ - however, this was only the start of continued and progressive change within FCA authorised firms.

This virtual classroom seminar is aimed at those who want to be ‘switched on’ to what lies ahead.

Evidencing ‘compliance’ is no longer the right way to interpret what the FCA is looking for and it’s vital that firms continue to look ahead at this new era, in order to keep pace.

The session will help you to define your frame of reference and fully understand what lies behind SMCR as a new era of regulation.

What You Will Learn

This live and interactive course will cover the following:

• The landscape of financial services post-SMCR
• How the financial services environment is changing
• Doing away with a ‘tick-box’ exercise
• Implementing your future compliance framework
• Encouraging the right behaviours
• How to involve HR examining best business practice

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.