Business Risk Made Easy - For FCA Authorised Firms

Introduction

Identifying, assessing and monitoring business risk can be challenging in today’s agile regulatory environment.

This new virtual classroom seminar is designed to provide firms with the knowledge to implement a practical risk framework or to sense check their existing risk framework.

The session will provide firms with support on how to include practical enhancements to manage business risk effectively and easily and align with the FCA's expectations.

By the end of the session, attendees will gain a comprehensive understanding of how to design, evaluate, and refine a robust risk management framework which is tailored to their firm's needs.

The session will appeal to senior managers, heads of compliance, consumer duty champions and those working within risk/audit functions of FCA authorised firms.

What You Will Learn

This live and interactive course will cover the following:

• The FCA’s definition and approach
• What the FCA looks for
• Business risk awareness and management
• The framework
• Good and poor practice
• Key risk questions
• The business risk register
• Stress testing
• Governance

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.