Completing Fit & Proper SMCR Assessments - Digging Into the Detail for FCA Authorised Firms

Introduction

One of the biggest changes to FCA regulation in recent years has been the Senior Management & Certification Regime.

A major component of the SMCR is the need to ensure that senior managers and certification regime staff are fit and proper both at recruitment and annually thereafter.

This new virtual classroom seminar digs into the detail of assessments and will help you identify the assessment areas, comprehend the questions asked and build your own fit and proper assessment.

It will act as a benchmark against others in your sector.

What You Will Learn

This live and interactive session will cover the following:

• A reminder of SMCR
• FCA’s Requirements under FIT
• Assessments
• Hiring
• Annual
• Key components
• Factoring in the Conduct Rules

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.