FCA Regulatory Round Up - Hot Topics with Robert Bell

Introduction

Now into the second year of their 2022-2025 Strategy, 2023 has been a year packed full of regulatory changes.

One of the biggest regulatory changes, the Consumer Duty, has been brought in during the past year and the FCA has responded quickly to the potentially devastating effects of the cost-of-living crisis on consumers and the financial markets by introducing a range of measures.

Additionally, the FCA have maintained focus on their key priorities throughout 2023.

This new virtual classroom seminar will explore the work of the FCA during 2023 and highlight the FCA’s current expectations of firms and senior managers.

What You Will Learn

This live and interactive course will cover the following:

• Business plan 2023-25
• Appointed Representatives
• Disciplinary cases
• The Consumer Duty
• ESG
• Operational resilience
• Review of the Senior Managers & Certification Regime

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.