Financial Crime Guide & AML - The Latest Update for FCA Authorised Firms

Introduction

This new virtual classroom seminar will examine the FCA’s recent Financial Crime Guide (‘FCG’) Updates Consultation Paper for firms (CP24/9), along with key points from the current Anti-Money Laundering (‘AML’) guidance.

The session will help bring your focus to a very important topic - one that’s on the FCA’s priority list.

It will also help you to check in with your current systems and controls to ensure they are in line with the Consumer Duty.

By the end of this session, you will be able to assess and appreciate your firm’s AML procedures with greater confidence.

The session is suitable for financial advisors, paraplanners, compliance managers, and office managers of FCA authorised companies.

What You Will Learn

This live and interactive course will cover the following:

• The FCA’s recent update relating to the FCG
• Current AML requirements for different client circumstances
• How best to evidence that your firm’s AML systems and procedures are in line with the Consumer Duty

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.