Financial Promotions - A Bite-Sized Guide to Ensuring FCA Compliance

Introduction

Non-compliant financial promotions are, due to their nature, easily identifiable for the regulator, the Financial Conduct Authority (‘FCA’).

The FCA have been turning the screw, pro-actively keeping firms accountable for the quality, fairness and balance within their financial promotions.

They therefore remain a regulatory hot topic.

Clearly an area of significant change, it has also been affected by the Consumer Duty, specifically the consumer understanding outcome.

This short webinar will make sense of the new landscape, helping you to understand how to plot your route to compliance.

It is suitable for financial services professionals with responsibility for creating or reviewing financial promotions in relation to regulated products.

What You Will Learn

This bite-sized webinar will cover the following:

• Meaning of a financial promotion
• FCA powers to ban a promotion or advert
• Consumer duty requirements
• Processes for remaining compliant
• How to approve promotions

This pre-recorded webinar will be available to view from Wednesday 26th February 2025

Alternatively, you can gain access to this webinar and 1,700+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.