Financial Services & the Role of the Regulators - In 30 Minutes

Introduction

This short webinar will provide you with an overview of the principal regulators in the UK - the Prudential Regulatory Authority (‘PRA’) and the Financial Conduct Authority (‘FCA’).

You will gain practical knowledge of the UK regulatory regime, as well as practical advice on the way in which both main regulators operate and how they interact.

The webinar is suitable for those who work in financial services, as well as fee earners who require an understanding of the scope of UK financial services regulation and the principal regulators.

What You Will Learn

This webinar will cover the following:

• An overview of the UK regulatory regime and how it developed to the current structure
• An explanation of the different regulators and their regulatory focus
• A detailed explanation of which regulator covers which businesses
• Information about the interaction between the two regulators
• Detail of how they enforce and monitor and the rules
• Practical guidance on some of the issues that arise for dual regulated firms

This webinar was recorded on 10th April 2024

You can gain access to this webinar and 1,700+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.