Implementing Whistleblowing Arrangements - A Guide for SRA Regulated Practices

Introduction

To ensure proper compliance with the SRA reporting obligations and to promote the right culture, firms must be aware of the impact of whistleblowing legislation and have appropriate policies in place to address it.

Presented by compliance expert Rebecca Atkinson this webinar will review the whistleblowing legislation, the SRA reporting regime and steps to take to ensure compliance.

What You Will Learn

This webinar will cover the following:

• Whistleblowing legislation and how it impacts your firm
• The SRA reporting obligations, the SRA Enforcement Strategy and the ‘wellbeing’ rule
• Steps to be taken to ensure compliance to include steps that might be taken to promote the right culture in a firm, policy and training
• Resources to help you

This webinar was recorded on 7th October 2024

You can gain access to this webinar and 1,700+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.