Managing Conflicts of Interest for FCA Authorised Firms - Live at Your Desk

Introduction

This new live broadcast will be relevant to senior managers, compliance officers and compliance managers of FCA authorised firms.

It is designed for those who are involved in the operation and supervision of their firm’s compliance framework and who recognise that they need to bolster their knowledge around FCA requirements.

The interactive broadcast includes practical examples of conflicts of interest within the financial services sector and will allow delegates to align the relevant FCA requirements to their own business environments.

What You Will Learn

This live and interactive broadcast will cover the following:

• The definition of a conflict of interest
• How to identify conflicts of interest within your own business
• Inducements and their link to conflicts of interest
• Gifts and hospitality and their link to conflicts of interest
• How to manage and record conflicts of interest
• Examples of poor management of conflicts of interest
• How to avoid the pitfalls of getting it wrong

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.