Risk Management in FCA Regulated Firms - What You Need to Know

Introduction

This new virtual classroom seminar will help you develop and build on your firm’s understanding of risk management and what an effective risk management framework looks like.

Understanding and managing risk is essential for most senior financial services professionals.

This session will empower risk owners within a business to understand what they must do to identify and manage risks.

The interactive session assumes you have experience working in an FCA regulated environment but not that you are employed in a risk management position.

What You Will Learn

This live and interactive course will cover the following:

• Identifying key risks
• Analysing and assessing risks
• Risk treatment
• What makes an effective control?
• Controls and control assessments
• Reporting
• What happens when risks are not managed?
• Response plans - what to do when it all goes wrong!

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.