Understanding SRA Enforcement Action & Penalties - A Guide for COLPs

Introduction

A law firm trades on its reputation.

Over the last couple of years enforcement action and financial penalties and wider sanctions have become more commonplace.

As a Compliance Officer for Legal Practice (COLP) do you understand how the SRA takes enforcement action and what the penalty risks are?

Presented by compliance expert Paul Bennett, this practical webinar will provide you with an overview of the enforcement action that can be taken by the regulator.

It will equip you to take the internal lead should the SRA take an interest in your firm and guide you on questions to ask of your external professional advisors.

What You Will Learn

This webinar will cover the following:

This webinar was recorded on 14th January 2025

You can gain access to this webinar and 1,700+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.