Wind-Down Planning For FCA Regulated Firms - Are You Prepared?

Introduction

Following the FCA’s focus on financial resilience, all regulated firms are to put in place a separate wind-down plan to demonstrate that if you ever have insufficient capital resources you will be able to exit the market in an orderly manner, taking steps to avoid harm to your customers, stakeholders and the wider market.

The FCA expects all regulated firms to have a wind-down plan in place that can be implemented and have stated that they will continue to engage with the market to ensure that all firms are compliant.

Are you prepared?

What You Will Learn

This short webinar will cover the following:

• Brief background to wind-down planning and FCA guidance
• Wind-down plans - general principles
• What constitutes a good wind-down plan?
• Wind-down planning - a practical example and interaction with Condition TC 2.4
• FCA Thematic Review - TR 22/1 - Observations on wind-down planning
• FCA - Multi-firm review
• FCA latest position on wind-down planning
• Conclusions and next steps

This pre-recorded webinar will be available to view from Tuesday 1st July 2025

Alternatively, you can gain access to this webinar and 1,700+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.