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Financial Services Seminars > (12 results)
If you require a more detailed list of events within a specific practice area, location or date range please contact us at information@mblseminars.com and our bookings team will be happy to provide this for you.
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Date
Seminar
4 CPD Hours
New
Handling Investigations of Significant Regulatory Issues for Financial Services
Seminar
5 CPD Hours
A Practical Guide to AML & Bribery
Seminar
4 CPD Hours
Financial Promotions - The FCA’s Regulatory Requirements
Seminar
4 CPD Hours
FCA Regulation & Wind-Down Planning - Are You Prepared?
Seminar
5 CPD Hours
DORA - Regulatory Expectations & Implementation Checks for Financial Services
Seminar
6 CPD Hours
Complaints to the Financial Ombudsman Service - A Best Practice Guide
Seminar
6 CPD Hours
The New FCA Consumer Duty - A Masterclass in Completing Your Key Assessments
Seminar
6 CPD Hours
FCA Compliance & the Consumer Duty Landscape - Where Do We Go From Here?
Seminar
6 CPD Hours
Preparing Yourself for Senior Compliance Responsibilities - A Guide For FCA Authorised Firms
Seminar
6 CPD Hours
Evidencing ‘Reasonable Steps’ - What Do the FCA Expect?
Seminar
6 CPD Hours
Transfer Pricing & the Tax Gap - Current Rules Explained
Seminar
5 CPD Hours
Board Meetings & Governance - What the FCA Expects